SME IPO Consultancy

SME IPO Consultancy involves expert guidance for small and medium enterprises to go public on platforms like BSE SME or NSE Emerge, ensuring compliance with SEBI ICDR Regulations, 2018 and Companies Act, 2013. Novam Legal streamlines the IPO process, from eligibility assessment to listing, enhancing valuation, investor appeal and regulatory adherence. This service mitigates risks like SEBI fines (up to ₹25 crore under Section 15JB) and aligns with global IOSCO principles for securities regulation. 

 

Unlike Copyright Registration (IP protection), Privacy Policy (data handling) or BIS CRS (product certification), SME IPO Consultancy focuses on financial market access and compliance. Here’s how SME IPO Consultancy delivers value for your business:

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    Process Steps for SME IPO Consultancy with Novam Legal

    Eligibility and Readiness Assessment

    Merchant Banker evaluate financial, legal and operational status to confirm IPO eligibility, per SEBI ICDR Regulations, 2018, Regulation 230.

    Strategic Financial Structuring

    Merchant Banker  & team advise on corporate restructuring, valuation and equity dilution, ensuring investor appeal, per Companies Act, 2013, Section 62.

    Comprehensive Document Preparation

    Merchant Banker  & team draft and vet the Draft Red Herring Prospectus (DRHP) and SEBI filings, ensuring compliance, per Regulation 231.

    Regulatory Liaison and Approvals

    Merchant Banker & team coordinate with SEBI, BSE SME/NSE Emerge and merchant bankers, expediting approvals, per industry practices.

    Investor Outreach and Marketing

    Merchant Banker & team craft presentations and organize roadshows to attract investors, per SEBI marketing guidelines.

    Listing and Optional Paid Support

    Merchant Banker  & team ensure listing completion, with optional paid post-IPO compliance and governance support, billed separately.

    Benefits of an SME IPO Consultancy

    Compliance Risks Reduced

    Ensures adherence to SEBI and exchange rules, per Regulation 229.

    Capital Access Enhanced

    Facilitates fundraising through public markets, per Section 26.

    Investor Appeal Strengthened

    Positions your business for higher valuations, per.

    Process Efficiency Gained

    Minimizes delays with expert coordination, per SEBI timelines.

    Post-Listing Support Available

    Optional paid services for ongoing compliance, per Regulation 261.

    Prerequisites for SME IPO Consultancy

    Deliverables for a SME IPO Consultancy with Novam Legal

    Pricing

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    Frequently asked Questions

    Expert guidance to help small and medium enterprises go public on BSE SME or NSE Emerge, ensuring a smooth listing process with full regulatory compliance.

    It simplifies complex regulations, boosts investor appeal and ensures a successful IPO, saving time and reducing risks for your business.

    Companies with ₹1.5 crore in net tangible assets, ₹1 crore net worth and 3 years of operations, with no major legal or financial issues.

    Typically 6–12 months, depending on regulatory approvals and document readiness, based on industry timelines.

    Draft Red Herring Prospectus (DRHP), audited financials for 3 years, board resolutions and legal disclosures required by SEBI.

    SEBI regulations, Companies Act, 2013 and global securities standards guide the IPO process for compliance and transparency.

    Promoters’ shares are restricted for 3 years (20% of holdings) and 1 year (remaining shares) to ensure stability.

    Promoters’ shares are restricted for 3 years (20% of holdings) and 1 year (remaining shares) to ensure stability.

    Companies must file regular financial reports, maintain governance standards and disclose key events to stay compliant with exchange rules.

    No, ongoing compliance and investor relations support are optional paid services, billed separately after listing

    We provide end-to-end expertise, from eligibility checks to investor outreach, ensuring a seamless and compliant IPO process.

    Yes, through optional paid services for post-IPO investor engagement and compliance, tailored to your needs.

    SME IPOs involve smaller capital (up to ₹25 crore) and simpler regulations, designed for smaller businesses entering public markets.

    Why Choose Us

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    Secure & Confidential

    Information and documents are always kept confidential. All information provided to the attorney is kept completely private.

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    What Our Clients Say

    "Trusted by Businesses and Individuals"

    We’re proud to support both businesses and individuals in achieving their legal goals. Hear from a few of our satisfied clients who have benefited from Novam Legal's innovative solutions.
    Vivek P.

    Seamless, Efficient, and Professional—That's NOVAM Legal!

    When I decided to incorporate my business, I was overwhelmed by the complexities of the process. NOVAM Legal made it incredibly easy. Their team guided me through every step, handled all the paperwork, and ensured everything was compliant. The entire process was smooth and efficient, saving me both time and stress. I couldn’t be happier with the level of professionalism and attention to detail they provided. I highly recommend NOVAM Legal to anyone looking to incorporate their business!

    Vivek P.

    Founder & CEO, TechWave Solutions
    Rupam O.

    NOVAM Legal was instrumental in our successful fundraising!

    We were in the midst of preparing for a critical fundraising round, and NOVAM Legal’s business valuation service gave us the confidence and clarity we needed. Their team provided an accurate and detailed valuation that resonated with potential investors, helping us position our company effectively. The process was smooth, transparent, and tailored to our specific needs. Thanks to NOVAM Legal, we were able to secure the investment we needed to take our business to the next level. I highly recommend their services to any startup looking for professional support during fundraising.

    Rupam O.

    Founder & CEO, Luxe Interiors
    Samar P. S.

    A stress-free, professional experience with NOVAM Legal!

    When I needed a critical business agreement drafted, NOVAM Legal delivered beyond my expectations. Their team was incredibly thorough, ensuring every clause was tailored to protect my interests while maintaining clarity and fairness. The level of detail and legal expertise they brought to the table was impressive, and they made sure to explain the complex legal terms in a way that was easy to understand. The entire process was seamless, and I felt confident knowing I had a well-crafted agreement in place. I would highly recommend NOVAM Legal to anyone in need of professional legal drafting services.

    Samar P. S.

    Freelancer
    Raj G.

    A stress-free, professional experience with NOVAM Legal!

    When I needed a critical business agreement drafted, NOVAM Legal delivered beyond my expectations. Their team was incredibly thorough, ensuring every clause was tailored to protect my interests while maintaining clarity and fairness. The level of detail and legal expertise they brought to the table was impressive, and they made sure to explain the complex legal terms in a way that was easy to understand. The entire process was seamless, and I felt confident knowing I had a well-crafted agreement in place. I would highly recommend NOVAM Legal to anyone in need of professional legal drafting services.

    Raj G.

    Founder & CEO, Xentrix Corp.

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